Document Type

Article

Publication Title

Vanderbilt Law Review En Banc

Publication Date

Fall 2017

Page Number

283

Keywords

bank equity, risk taking, regulation, securities

Disciplines

Law

Abstract

Over the course of 2016 and 2017, as Monte dei Paschi di Siena, Italy's oldest and fourth-largest bank, teetered on the brink of collapse, national regulators fretted about triggering processes designed to make it easier and less chaotic to wind down failing financial institutions.' Following the financial crisis, regulation requires banks to issue securities-in the form of both equity and bonds-intended to help absorb losses and buffer a bank's reserve of funds to pay off short-term creditors and depositors in a crisis. In the case of Monte dei Paschi, a swath of its junior bondholders were directly in line to suffer losses. As the bank neared a point of crisis, these bonds could be triggered to transform into equity, reducing the debt burden on the bank's books. Moreover, this injection of equity could also release value to help pay off senior creditors and depositors. In short, private investor capital would absorb the risk of bank collapse rather than require taxpayers to provide an expensive bail out.

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Law Commons

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