Document Type

Article

Publication Title

Regulation and Governance

Publication Date

1-2023

ISSN

1748-5983

Page Number

250

Keywords

enforcement, occupational fatality, penalty, regulation, value of a statistical life

Disciplines

Law | Law and Economics

Abstract

The U.S. Occupational Safety and Health Administration establishes incentives for safety by setting and enforcing regulatorystandards. Using four and a half decades of inspection data, this article provides a comprehensive analysis of the factors underpinning penalties following fatalities. The “fatality premium” for regulatory violations following a worker death is quitemodest and is several orders of magnitude below the value-of-a-statistical-life figure needed to establish efficient levels of deterrence in the absence of all other financial incentives. Although there are low statutory caps on penalties, only 8% of thepenalties for violations involving fatalities are constrained by the cap, suggesting that current statutes establish norms for reasonable penalty amounts. In situations involving a fatality at firms with union representation during the inspection, theenforcement sanctions are more stringent. Fatalities involving migrant laborers are less heavily penalized.

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